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CHANCELLOR ROBERT C. DYNES
"NUCLEAR AND CONVENTIONAL FORCES: ISSUES FOR NATIONAL
SECURITY, SCIENCE AND TECHNOLOGY"
LOS ALAMOS NATIONAL LABORATORY
APRIL 29, 2003


INTRODUCTION

  • Good afternoon. I am pleased to have this opportunity to share some thoughts with you about how our approaches to research and development and defense-related research have evolved to date - and about how they need to, and will, evolve even further for this nation to maintain its leadership.
  • I have been asked to address how science and technology shape defense transformation. In that discussion, I would like focus on how science and technology shape each other and drive each other.
  • I also want to look at how a substantial fraction of this nation's R&D mission has moved from the realm of industry to the realm of the academy and national laboratories and how it has subsequently grown in dimension.
  • Then I will conclude with a quick history lesson that I picked up on a recent trip to London about the ultimate mission and role of science & technology as a service to the public.
  • Let me begin with my assigned topic, which is the confluence of science and technology in defense transformation. I am not sure I have any novel thoughts on this subject.

SCIENCE AND TECHNOLOGY: A TWO-WAY STREET

  • The public view that science is a precursor to technology is both widely held and narrowly conceived. It is, of course, wrong.
  • While it is true that we rarely produce applicable technology without the rigors and the creative engine of basic science, it is equally true - and I believe it has been true since the beginning of time - that we cannot pursue basic science - nor can we accomplish substantial breakthroughs - without the tools and the reach of state-of-the-art technology.
  • If this country is to reap the full benefits of its intellectual prowess, it must promote two-way traffic between science and technology, so that our most talented people can move freely back and forth between the two poles.
  • This must be an important mission of national laboratories and especially the mission-driven and defense-driven laboratories. There should be no barriers between science, technology and defense.
  • This is especially critical in our research on national defense and homeland security, most notably in the science-based stockpile stewardship of our nuclear weapons arsenal. World leadership is essential, but without the two-way street, it is not likely.
  • In fact, this interaction is something like the Second Law of Thermodynamics: without the feedback that transfers back and forth between science and technology, mission-driven applications will not advance.
  • Our citizens, our allies, and nations who are not our allies watch that stewardship very closely.
  • They want to know whether these weapons are secure, and in the ultimate worst-case scenario, whether the weapons would perform reliably. They want to be assured that we have adequate margins and predictable behavior. Global perception of our scientific and technological competence is essential.
  • In the past, it was easier to make that case through the traditional testing route. Not only did testing demonstrate reliability, it was a fairly straightforward experiment, and it also was pretty public.
  • Instead, we must harness basic science, simulations, and applied technology to dig much more deeply into every facet of the science behind our arsenal. It is important that we demonstrate that we are conducting it competently. And it is important that our friends and foes believe this.
  • There are many examples that illustrate how technology opens up new vistas in basic science. Let me cite the example of my friend and former colleague at Bell Laboratories, Horst Stormer. I want to use my old alma mater for a couple of reasons. I will come back to Bell Laboratories and industrial laboratories in a few minutes.
  • Horst began his distinguished career by coming from Stuttgart to the United States and by developing the breakthrough technique of "modulation doping."
  • This was a breakthrough because generating ultra-high mobility two-dimensional electron systems in the III-V semiconducters had enormous potential for advancing physics research. That concept resulted in an entirely new technology of doping semiconducters and achieving mobilities "above theoretical limits."
  • Horst launched the next phase of his career with Dan Tsui by moving from technology to basic science. He used modulation doping to study the quantum Hall effect at lower temperatures and more powerful magnetic fields.
  • Their consequent discovery of the fractional quantum Hall effect earned them a 1988 Nobel Prize in Physics, and it revolutionized the way we think about electron gas.
  • Just as Horst took what many would consider a reverse direction from technology to science, he later took what the public might think a rather unconventional path from industry to the academy by leaving his Bell Labs post in 1997 for Columbia University, which paralleled the earlier move of Dan Tsui to Princeton University.

INDUSTRY TO ACADEMY: A NEW ERA

  • I think that example and the example of many others makes a point about the research enterprise in American industry. In fact, over the past two decades, a lot of people have moved from industry to academia.
  • I made a parallel career switch roughly 12 years ago. I would like to briefly discuss why scientists like Horst and me crossed over and what I think that movement signifies.
  • After immigrating to the United States from Canada in the late 1960s, I spent 22 years at Bell Labs, where I ran one of the research divisions, a laboratory of semiconductor and material physics research.
  • During that period, AT&T managed the Sandia National Labs in Albuquerque, and our group was deeply involved in that laboratory. The motivation for that management was "public service." But AT&T backed away after getting its fingers burnt.
  • In the late 1980s, I began to see that the R&D era dominated in some important fields by U.S. industrial laboratories was coming to an end. As the technology globalized, and as competition intensified, industry felt that research labs were just too expensive to sustain.
  • It became clear that a new era of innovation - one of R, D, & D, or research, development, and shortened times to delivery - would be led by U.S. research universities and national labs.
  • This has been most pronounced as product cycles have gotten shorter and especially as homeland security initiatives have required us to speed up the sequence of research, development, and delivery to "first responders."
  • So I left Bell Labs and joined the Physics faculty at UC San Diego.
  • And instead of pursuing a single research mission devoted to short-range private interest, I began pursuing three missions - education, research, and service - dedicated to long-range and widespread public good.
  • At present, I am one of three Bell Lab alumni who head up major research universities that belong to the Association of American Universities. The other two alums are John Wiley, Chancellor of the University of Wisconsin at Madison, and Robert Birgeneau, President of the University of Toronto.
  • But I've kept my ties to the laboratory world. Since joining UCSD, I have been vice-chair of the University of California President's Council on the National Laboratories, and I serve on the Council's Science and Technology Panel and on its National Security Panel.
  • The Council has worked to help ensure that science of the highest quality was being pursued at the three laboratories and that, at the two weapons labs, the best science & technology was applied to keep the weapons stockpile safe and reliable.
  • We also have focused on the mission that the weapons programs of Los Alamos and Livermore were coordinated and that they met the nation's needs. This had - and it continues to have - its ups and downs. I cannot say that it has all been enjoyable. Sometimes I found it terribly frustrating as the relationship between UC, the labs and DOE was, in my mind, not a constructive partnership. And I believe we are seeing the consequences of this dysfunction.

UC-NATIONAL LABS: A BENEFICIAL PARTNERSHIP

  • Let me take this opportunity to address the ongoing debate about the UC management of Los Alamos and the other two national laboratories.
  • I speak not as a UC spokesman but as a physicist who has taken great pride in service to the labs.
  • Senator Dominici's "tough love" comments last week were startling but not unexpected. The UC management of the labs has broken down in a variety of ways, and I do not think it would be constructive to describe them. We have all dwelt on this, and we all agree that it must be repaired quickly and completely.
  • But I believe it would be a great mistake and a loss to the nation to discard the UC-national laboratory affiliation.
  • These scandals, and all the issues they have unearthed, have been jarring for those of us who work with the labs, because we know how valuable our collaborations have been and how much potential they hold.
  • I have seen first-hand how mutually beneficial this partnership is. And even more important, I have seen how this partnership benefits this nation. I won't go into all the details now, but I would be happy to discuss this later.
  • The university benefits because its faculty and students have unmatched opportunities to work on important projects with top scientists at the labs.
  • Just last Tuesday, we announced a joint initiative between Los Alamos and the UCSD Jacobs School of Engineering to train young engineers in disciplines that support global security.
  • This research-based educational program will support critical infrastructure management in both the civil and defense sectors, including stewardship of the U.S. nuclear weapons stockpile, and maintenance of bridges, roads and aircraft.
  • The laboratories benefit from this partnership again for reasons you understand, because, quite simply, the University of California in totality is the finest university system in the world.
  • The UC affiliation gives the laboratories a better opportunity to recruit and retain the best scholars. It sets standards for science and technology that are unmatched.
  • And it gives the labs access to gifted faculty and students, and also to the vast resources of our system.
  • As just one example, the UC has the highest number of Ph.D. scientists and engineers of any entity in the world.
  • That deep reservoir of talent has helped the labs attract world-class scientists to serve as program reviewers or as consultants.
  • When we, as a science oversight board, approach scientists at MIT, or Princeton, or Oxford, or Tokyo, or anywhere in the world, and we ask for their help in appraising a program, we approach them as peers and as familiar colleagues. This opens doors that might otherwise be closed.
  • But the ultimate measure of the value of this UC-labs partnership is its benefit to the nation, especially in these precarious times.
  • It recently came as a surprise to Vice President Cheney that the UC system retains no money (aside from its administrative costs) from its contract to manage the labs.
  • The university is a contractor with no conflict of interest. It has no more important goal than helping to build research excellence and upholding scientific integrity in both open and closed projects.
  • Our affiliation has had an impressive track record of scientific achievement in key areas of frontier research and technology. I do not believe such a record would persist with a commercial contractor. I continue to be impressed with the science & technology both defense labs had to draw on when the demand for homeland security appeared. That work didn't form out of a vapor. It came from a solid science base.
  • Let me conclude with the history lesson that I promised earlier about the mission of public institutions like the UC system.

ROYAL INSTITUTION: APPLICATION TO RESEARCH

  • My wife and I recently traveled to London to spend a week immersed in the world of theater. But the trip turned into a busman's holiday for me when we (almost accidentally) visited the Royal Institution.
  • The Institution was launched in 1799 by 58 citizens who each donated what was then the substantial sum of 50 guineas toward an endowment.
  • I had known that the Royal Institution was the site of some of the major scientific breakthroughs of the last two centuries. These included Humphry Davy's discovery of sodium and potassium; Michael Faraday's discovery of electro-magnetic induction; and the Nobel prize-winning work on X-ray diffraction by William Henry Bragg and William Lawrence Bragg.
  • What I didn't know until my visit to London was that the research which produced these discoveries occurred as an afterthought or by-product.
  • The Institution was founded at a time when a war between England and France triggered quite a lot of domestic anxiety.
  • The British were concerned about their isolation from the rest of Europe and about the precarious state of their national economy.
  • The 58 so-called "proprietors" of the Institution wanted to reassure the population with a display of scientific prowess and scientific potential.
  • So they drew up a charter which stated that the mission of their new venture would be, and I quote:
  • "Diffusing the knowledge and facilitating the general introduction of useful mechanical inventions and improvements … and teaching, by courses of lectures and experiments, the application of science to the common purposes of life."
  • Those public lectures attracted some of the leading minds from England and the Continent to the Institution.
  • And the founders discovered that, in order to deliver the demonstrations and public lectures stipulated in their mission, they needed to construct laboratories - laboratories where Davy and Faraday and the Braggs carried out their research.
  • Two hundred years later and a continent away, the United States is the world's sole superpower, although I must confess that I'm not sure what that means any more as we face threats that have become quite difficult and quite diffuse, not just in military might, but also in intellectual might.
  • If we are to maintain dominance in both arenas, I believe we must recognize that this does not happen in isolation. Leading science thrives in a problem-rich environment where excellent people are tackling stimulating problems, both basic and applied, and where people can freely move around that landscape.
  • The seeds of future U.S. scientific discoveries are being sown right now in U.S. classrooms where a new generation of Davys, Faradays and Broggs is being trained.
  • In closing, let me say that I believe our ultimate mission as scientists is to serve the citizens who support and depend upon our work.
  • And we must realize that our ultimate challenge is to keep those citizens informed about how science works on their behalf and why it is a smart investment in their quality of life.
  • Thank you.

 

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For more information contact dynesdesk@ucsd.edu

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